-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KbCoWB+nCmPnguSYyr2zBEvNZxZq+irOH76beYpoDrrgz/ii5PaumBbUqPQ8y3h/ Z4hOfhV5RJAb8HykgiQeyw== 0000919567-98-000043.txt : 19980619 0000919567-98-000043.hdr.sgml : 19980618 ACCESSION NUMBER: 0000919567-98-000043 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980617 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIMTEK CORP CENTRAL INDEX KEY: 0000817516 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 841057605 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-53279 FILM NUMBER: 98649659 BUSINESS ADDRESS: STREET 1: 1465 KELLY JOHNSON BLVD STREET 2: STE 301 CITY: COLORADO SPRINGS STATE: CO ZIP: 80920 BUSINESS PHONE: 7195319444 MAIL ADDRESS: STREET 1: 1465 KELLY JOHNSON BLVD STREET 2: STE 301 CITY: COLORADO SPRINGS STATE: CO ZIP: 80920 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RENAISSANCE CAPITAL GROWTH & INCOME FUND III INC CENTRAL INDEX KEY: 0000919567 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 752533518 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 8080 N CENTRAL EXPRWY STREET 2: STE 210 LB59 CITY: DALLAS STATE: TX ZIP: 75206 BUSINESS PHONE: 2148918294 MAIL ADDRESS: STREET 1: 8080 N CENTRAL EXPWY., SUITE 210 LB 59 CITY: DALLAS STATE: TX ZIP: 75206 - -----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WuyLs0BLM67FUq4uli/PnIbezpnKfmuM4eXWCLiMUjwx15xTcr+smzVimRXnrkxU yZb3RZIg/gg+s43jPETaOg== 0000919567-98-000043.txt : 19980618 0000919567-98-000043.hdr.sgml : 19980618 ACCESSION NUMBER: 0000919567-98-000043 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980617 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIMTEK CORP CENTRAL INDEX KEY: 0000817516 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 841057605 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-53279 FILM NUMBER: 98649659 BUSINESS ADDRESS: STREET 1: 1465 KELLY JOHNSON BLVD STREET 2: STE 301 CITY: COLORADO SPRINGS STATE: CO ZIP: 80920 BUSINESS PHONE: 7195319444 MAIL ADDRESS: STREET 1: 1465 KELLY JOHNSON BLVD STREET 2: STE 301 CITY: COLORADO SPRINGS STATE: CO ZIP: 80920 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RENAISSANCE CAPITAL GROWTH & INCOME FUND III INC CENTRAL INDEX KEY: 0000919567 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 752533518 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 8080 N CENTRAL EXPRWY STREET 2: STE 210 LB59 CITY: DALLAS STATE: TX ZIP: 75206 BUSINESS PHONE: 2148918294 MAIL ADDRESS: STREET 1: 8080 N CENTRAL EXPWY., SUITE 210 LB 59 CITY: DALLAS STATE: TX ZIP: 75206 SC 13D 1 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. _____) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SIMTEK CORPORATION (Name of Issuer) COMMON 829204106 (Title of Class of Securities) (CUSIP Number) RUSSELL CLEVELAND, PRESIDENT, RENAISSANCE CAPITAL GROUP, INC. 8080 N. CENTRAL EXPRESSWAY, SUITE 210 LB 59; DALLAS, TX 75206 (214) 891-8294 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) JUNE 12, 1998 (Date of Event which Requires Filing of this Statement) 1. Names of Reporting Person S.S. or I.R.S. Identification No. a. Renaissance Capital Growth & Income Fund III, Inc. 75-2533518 b. Renaissance US Growth & Income Trust PLC 2. Check the Appropriate Box if a Member of a Group (a) XX (b) 3. SEC Use Only_________________________________________________________________________ 4. Source of Funds PF 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) None 6. Citizenship or Place of Organization a. Texas b. England Number of Shares Beneficially Owned by Each Reporting Person With: (7) Sole voting Power (a) 2,142,857 (b) 2,142,857 (8) Shared Voting Power 0 (9) Sole Dispositive Power (a) 2,142,857 (b)2,142,857 (10) Shared Dispositive Power 0 11. Aggregate Amount Beneficially Owned be Each Reporting Person (a) 2,142,857 (b) 2,142,857 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares None 13. Percent of Class Represented by Amount in Row (11) (a) 6.495% (b) 6.495% 14. Type of Reporting Person IV SCHEDULE 13D FILED PURSUANT TO RULE 13D-1 Item 1. Security and Issuer 9.00% Convertible Debenture Loan Agreement for $750,000 at $0.35 per share due June 12, 2005, by and between Simtek Corporation, and Renaissance Capital Growth & Income Fund III, Inc. 9.00% Convertible Debenture Loan Agreement for $750,000 at $0.35 per share due June 12, 2005, by and between Simtek Corporation, and Renaissance US Growth & Income Trust, PLC. Simtek Corporation. Company 1465 Kelly Johnson Blvd. Colorado Springs, CO 80920 Item 2. Identity and Background a., b., c. Renaissance Capital Growth & Income Fund III, Inc. Filer 8080 N. Central Expressway, Suite 210 Dallas, Texas 75206 Renaissance U.S. Growth & Income Trust, PLC Filer 8080 N. Central Expressway, Suite 210 Dallas, Texas 75206 Renaissance Capital Growth & Income Fund III, Inc. is a Texas corporation, organized as a business development company under the Investment Company Act of 1940 and is traded on the NASDAQ. Renaissance U.S. Growth & Income Trust, PLC is a public limited company organized under the laws of England and Wales and traded on the London Stock Exchange. Renaissance Capital Group, Inc. a Texas corporation, is the Investment Advisor and is responsible for the administration and investment of the Filer's investment portfolio. Renaissance Capital Group, Inc. has a profit interest of up to 20% of the Filer's capital gains. d. None e. None f. Texas Item 3. Source and Amount of Funds or Other Consideration Each reporting persons source of funds for this transaction came exclusively from the Filer's investment capital. No borrowed funds were used in the transaction. The securities were acquired directly from the Company in a private placement. Item 4. Purpose of Transaction The purpose of the acquisition of these securities for Renaissance Capital Growth & Income Fund III, Inc. was as an investment in accordance with its election as a Business Development Company under the Investment Act of 1940. The purpose of the acquisition of these securities for Renaissance U.S. Growth & Income Trust, PLC was as an investment in accordance with its investment strategy of investing in smaller United States public companies. Item 5. Interest in Securities of the Issuer a. The information set forth in items 1, 11, and 13 of the second part of the cover page of this statement is incorporated herein by reference. b. The information set forth in items 1 and 7-10 of the second part of the cover page of this statement is incorporated herein by reference. c. None. d. N/A e. N/A Item 6. Contracts, Arrangements, or Understandings with Respect to Securities of the Issuer The Convertible Loan Agreement between the Company and Renaissance Capital Growth & Income Fund III and Renaissance U.S. Growth and Income Trust, PLC, granted the Filers the option under section 10.01 sub-section(a) to name members to the Board of Directors of the Company. Item 7. Persons Retained, Employed or to be Compensated Not Applicable Item 8. Material to be Filed as Exhibits Not Applicable After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: June 16, 1998 By: RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. RENAISSANCE CAPITAL GROUP, INC., INVESTMENT ADVISOR By: __________\s\___________________ Russell Cleveland President By: RENAISSANCE US GROWTH & INCOME TRUST, PLC RENAISSANCE CAPITAL GROUP, INC., INVESTMENT MANAGER By: ____________\s\__________________ Russell Cleveland President - -----END PRIVACY-ENHANCED MESSAGE----- -----END PRIVACY-ENHANCED MESSAGE-----